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* Please refer below for the complete list of features and fees.
| a) ECN / DOT ACCESS FEES: |
Each market center has a different rate |
| b) REG. FEE: |
Effective March 17, 2007 $15.30 per million dollars sold in securities |
| c) NASD TAF: |
$0.000075 per share sold |
| d) NSCC FEE: |
$0.00003 per share, 0.01 minimum charge |
e) BROKER ASSISTED
TRADE: |
$27.00 service charge |
| f) MARGIN SELLOUT: |
$27.00 service charge |
a) Cashier Fees:
- Wire Out Fee $25.00
- Foreign wire out Fee $50.00
- ACAT fee (outgoing transfers) $50.00
- Stop Payment $25.00 per check
- Returned Check $25.00 per check
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b) Delivery:
- Overnight $25.00 (Continental US)
- Saturday Delivery $35. (Continental US)
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c) Account Fees
- Maintenance Fee: $0
- Inactivity Fee: $0
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(per month basis, cannot be pro-rated)
- NASDAQ LEVEL II: $10.00 (Pricing Included in Software Package)
- NYSE LEVEL I: $10.00 (Pricing Included in Software Package)
- AMEX Level I. $10.00 (Pricing Included in Software Package)
- CME Futures: $50.00 (Separate Subscription Required)
- NYSE OPENBOOK: $50.00 (Separate Subscription Required)
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